Working Experience

• 2017- Current: Assistant Professor（Tenure Track） Department of Finance College of Business Southern University of Science and Technology
• 2015-2017: Post-Doctor China Securities Regulatory Commission (CSRC)

 

Education Background

• 2010-2014: Ph.D. in Finance Business School The Chinese University of Hong Kong 
• 2003-2006: M.A. School of Economics and Management Tsinghua University
• 1999-2003: B.Sc. Information Management and System Peking University
• 2000-2003: B.E. China Center for Economic Research Peking University

 

Research Interest

• China Finance Empirical Asset Pricing Bond Market FinTech

 

Publication

• China's GDP at risk: The role of housing prices [J] (with Yuan Wang, Licheng Zhang, Xueying Zhang) 2024, The Journal of Finance and Data Science
• Impact of Financial Crisis on Corporate Bond Issuance [J] (Coastal Enterprises and Science & Technology，Magazine sponsored by Guangxi Academy of Social Sciences，2023(12))
• A Review of Price Linkage and Information Spillover Between the Stock and Bond Markets [J]（Financial Market Research 2023(08): 129-139. Supervised by the People's Bank of China organized by the China Association of Interbank Market Dealers (CAIMD) Class A academic journal.)
• Management Equity Incentive Announcements and Bond Market Reaction[J/OL] (Securities Market Herald:1-8[2023-05-15]. CSSCI)
• Is Perfecting the Bond Covenant a Cocoon? Based on the Speed of Capital Structure Adjustment. (Collected Essays on Finance and Economics 2024 CSSCI Forthcoming)
• Annual Report of China’s Securities Market Regulation (with Liang Wu Guang Yang Bangkun An) 2016 in Bin Hu (eds) Annual Report on China’s Financial Supervision and Regulation (2015) CASS: Social Sciences Academic Press (China)
• 2012 Asia Bank Competitiveness Report (with Xiaolei Zha Lin Xu) 2013 21st Century Business Herald

 

Government Report

• Green Asset Securitisation and Economic Growth Securities Market Special Report (SEC Report) 2016  forward to the State Council and Ministries of Administration
• Transformation of Underlying Assets in Global ABS Market CSRC Political Research Bulletin Issue 31 (350) 2016 forward to the SEC Ministries of Administration Stock Exchanges and Financial Institutions

 

Working Paper

• M&A and Bond Market Reactions: Evidence from Acquirers. With Xueying Zhang Xiaoran Kong Junyi Dong）
• Investor's Interest Rate Risk Exposure: Evidence from Corporate Bond Mutual Fund Flows.（with Jing-zhi HuangYuan Wang Licheng ZhangXiangkun Yao）
• The Relationship Between FinTech Development and Economic Growth: Evidence from Panel Data in China.（with Xiaotong Du Licheng Zhang Jiaming Zhang）
• The Impact of Copyright Sharing on the Success of Non-Fungible Tokens. (With Daning Hu、Cheng Tao)
• Management Equity Incentives and Bond Credit Spread: Evidence from Listed Companies in China. (With Xueying Zhang Duowen Wu)

 

Academic Conference

• Investor's Interest Rate Risk Exposure: Evidence from U.S. Mutual Fund Flows. 2022 Five-Star Workshop in Finance The 18th Conference on Asia-Pacific Financial Markets 2023 New Zealand Finance Meeting The 5th PHBS-CUHKSZ Economics and Finance Workshop The 23rd China Economics Annual Conference 
• The Impact of Copyright Sharing on the Success of Non-Fungible Tokens.  CSIAM 2023 CNAIS 2023  CSWIM 2023 (The 16th China Summer Workshop on Information Management)2022 SIG BIT workshop

 

Research Fund

• Asset Pricing and China's Financial Stability (PI) Y01246111 Shenzhen Peacock Programme 2020-2025
• Bond Covenants and Corporate Governance: Evidence from Listed Companies in Guangdong Province (PI) 2023WTSCX078 Department of Education Guangdong Province 2023-2025
• SusTech Research Center of FinTech and Financial Innovation (Co-PI) 2022SZ1028 Shenzhen Academy of Social Sciences 2022-2024

 

Honor

• Best Paper Award CSIAM Annual Meeting of the Specialized Committee on Financial Technology and Algorithms (2023)
• Best Paper Award Local Finance Forum (2023)
• Excellent Residential College Mentor Award Southern University of Science and Technology 2022-2023
• Silver Level Mentor Zhiren College Southern University of Science and Technology 2020-2021
• Second Place Award The 3rd SUSTech Teaching Competition for Young Teachers SUSTech 2018
• Shenzhen Overseas High-level Talents（The Peacock Programme)  2017-2022
• Ph.D. full scholarship The Chinese University of Hong Kong 2010-2013
• Guanghua Scholarship Tsinghua University 2004
• Outstanding Graduate Peking University 2003
• National Scholarship Peking University 2002
• Excellent Academics Award Peking University 2002
• Canon Scholarship Peking University 2001
• Excellent Academics Award Peking University 2001

 

Teaching Experience

• Introduction of Financial Investments SUSTech Fall 2018 Spring 2019 Fall 2019 Fall 2020 Fall 2023
• China Economics and Finance SUSTech Spring 2018 Spring 2019 Spring 2021 Spring 2022 Spring 2023
• Methodology of Empirical Finance SUSTech Spring 2015
• Financial Accounting SUSTech Fall 2014-15 Fall 2017
• Corporate Finance SUSTech Spring 2017

 

Student Mentorship

• CFA Institute Research Challenge Shenzhen Local Final (2017-2023): 2022-2023(Final Top 8 Best PPT) 2021-2022(Final Top 8) 2020-2021(Final Second Runner-Up) 2019-2020 (Final Champion Top 5 in Asia-Pacific Area) 2018-2019 (Final Top 8) 2017-2018 (Final Top 8)
• Guangdong Climbing Program 2023: Investment Strategy based on ESG Default Prediction Model in China's Credit Bond Market Ziqi Gao
• Guangdong Climbing Program 2020：Innovation and Entrepreneurship in High-Level Science and Technology Universities Chao Li

 

Email: lipp@sustech.edu.cn

Homepage: http://faculty.sustech.edu.cn/lipp/